Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Redpath Financial Planning Limited
FRN 923697
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 9 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2020)
- SMF3 Executive Director (since 1 Oct 2020)
- Responsible for Insurance Distribution (since 1 Oct 2020)
- SMF16 Compliance Oversight (since 1 Oct 2020)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2020)
- CF1 Director (AR) (8 Aug 2003 to 30 Sep 2020)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- (3)Employed By (8 Apr 2002 to 6 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.