Andrew Gerrard Pitman

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gerrard Stuart Financial Services Limited

    FRN 182023

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 1 Dec 2001)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • A C Sovereign Financial Services Limited

    FRN 232178

    • (1)Employed By (since 16 Mar 2004)
  • Avonhurst Investment Brokers Limited

    FRN 121153

    • Employed By (since 1 Dec 2001)
  • Robert Howell Limited

    FRN 206187

    • (2)Employed By (since 1 Dec 2001)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at A C Sovereign Financial Services Limited

  2. controlled function added: (1)Employed By at A C Sovereign Financial Services Limited