Andrew George William Willett

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (30 Jan 2019 to 2 Jan 2020)
    • [PRA CF] Managing a material risk taker (31 Jan 2018 to 2 Jan 2020)
    • [PRA CF] Significant risk taker or Material risk taker (16 Nov 2016 to 2 Jan 2020)
    • [FCA CF] Manager of certification employee (16 Nov 2016 to 2 Jan 2020)
    • [FCA CF] Material risk taker (16 Nov 2016 to 2 Jan 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF26 Customer Trading (12 Dec 2002 to 21 Jul 2004)
    • CF21 Investment Adviser (8 Jul 2002 to 12 Dec 2002)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (12 Aug 2009 to 6 Mar 2016)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 7 Jun 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
  • SMBC Derivative Products Limited (no longer approved here)

    FRN 172073

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 7 Jun 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.