Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (27 Dec 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Dec 2013 to 8 Dec 2019)
    • CF4 Partner (6 Jun 2013 to 8 Dec 2019)
    • CF30 Customer (6 Jun 2013 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 11 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.