Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Gray Fairlie Wealth Management Ltd
FRN 1019844
- (3)Employed By (since 4 Oct 2024)
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 29 Jan 2010)
- CF30 Customer (since 29 Jan 2010)
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- Employed By (1 Dec 2001 to 30 Dec 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.