Andrew George Barnes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A.G.B. Financial Services Limited (no longer approved here)

    FRN 467705

    • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Nov 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Nov 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Nov 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (16 Jul 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (16 Jul 2007 to 31 Mar 2009)
    • CF21 Investment Adviser (16 Jul 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (16 Jul 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Jul 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 Jul 2007 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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