Andrew Geoffrey Small

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Commodity Intelligence LLP
FRN 502413
- [FCA CF] Client dealing (since 22 Mar 2021)
- CF30 Customer (21 Jan 2014 to 22 Mar 2021)
Andrew Small (no longer approved here)
FRN 613237
- Employed By (21 Jan 2014 to 22 Mar 2021)
Strand Hanson Limited (no longer approved here)
FRN 161661
- CF30 Customer (22 Oct 2012 to 10 May 2013)
Investec Bank PLC (no longer approved here)
FRN 172330
- CF30 Customer (22 Dec 2011 to 31 Dec 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.