Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Partners Wealth Management LLP
FRN 442303
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- SMF27 Partner (9 Dec 2019 to 1 Oct 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Feb 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (6 Jun 2006 to 8 Dec 2019)
- CF21 Investment Adviser (6 Jun 2006 to 31 Oct 2007)
- CF11 Money Laundering Reporting (6 Jun 2006 to 9 Mar 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.