Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NGAGE Finance Limited
FRN 948419
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 15 Nov 2021)
- Responsibility for MCD Intermediation (since 15 Nov 2021)
- SMF16 Compliance Oversight (since 15 Nov 2021)
- SMF3 Executive Director (since 15 Nov 2021)
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- SMF3 Executive Director (9 Dec 2019 to 6 Oct 2021)
- [FCA CF] Significant management (9 Dec 2019 to 15 Oct 2021)
- CF1 Director (7 Jun 2016 to 8 Dec 2019)
- Responsibility for MCD Intermediation (7 Jun 2016 to 6 Oct 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.