Andrew Fincham

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PERSPECTIVE (SOUTH EAST) LIMITED

    FRN 178690

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Apr 2026)
    • [FCA CF] Functions requiring qualifications (since 3 Apr 2026)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • In Partnership Financial Advisers Limited (no longer approved here)

    FRN 744728

    • (26)Employed By (28 Jun 2016 to 9 Dec 2016)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (1 Nov 2007 to 9 Dec 2016)
    • CF21 Investment Adviser (16 May 2006 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Jan 2003)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 4 Apr 2003)
  • Sapphire Financial Management (no longer approved here)

    FRN 163563

    • (1)Employed By (1 Dec 2001 to 4 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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