Andrew Ferguson

• James Irvine Financial Planning Limited

  FRN 607982

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Nov 2024)
  • SMF3 Executive Director (since 25 Nov 2024)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (3 Feb 2014 to 8 Dec 2019)
  • CF1 Director (3 Feb 2014 to 11 Nov 2014)
  • CF30 Customer (3 Feb 2014 to 8 Dec 2019)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (19 Sep 2013 to 5 Feb 2014)
• Capital Asset Wealth Management Limited (no longer approved here)

  FRN 598081

  • Employed By (19 Sep 2013 to 5 Feb 2014)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • CF30 Customer (20 Jun 2013 to 22 Oct 2013)
• Uniec Prestige Ltd (no longer approved here)

  FRN 544324

  • Employed By (20 Jun 2013 to 22 Oct 2013)
• TenetConnect Services Limited (no longer approved here)

  FRN 150643

  • CF30 Customer (1 Nov 2007 to 6 Sep 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• R & J Associates (no longer approved here)

  FRN 219375

  • (4)Employed By (3 Oct 2002 to 6 Sep 2010)
• R&J Associates (no longer approved here)

  FRN 172640

  • (4)Employed By (1 Dec 2001 to 3 Oct 2002)

No changes recorded yet.