Andrew Ferguson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Client dealing (since 2 Feb 2023)
    • [FCA CF] Manager of certification employee (since 2 Feb 2023)
    • [FCA CF] Material risk taker (2 Feb 2023 to 6 Mar 2026)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Manager of certification employee (since 2 Feb 2023)
    • [FCA CF] Client dealing (since 2 Feb 2023)
    • [FCA CF] Material risk taker (2 Feb 2023 to 6 Mar 2026)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (10 Oct 2022 to 4 Nov 2022)
    • [FCA CF] Material risk taker (23 Oct 2018 to 4 Nov 2022)
    • [FCA CF] Client dealing (27 Nov 2017 to 4 Nov 2022)
  • Koch Metals Trading Limited (no longer approved here)

    FRN 184882

    • CF30 Customer (21 May 2015 to 31 Jan 2017)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (9 Dec 2013 to 9 Apr 2015)
  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • CF30 Customer (24 May 2012 to 4 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.