Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF1 Director (AR) (since 18 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (since 28 Jan 2022)
    • CF30 Customer (since 27 Jan 2022)
    • (1)Employed By (since 18 Mar 2026)
  • One Financial Solutions Ltd (no longer approved here)

    FRN 607130

    • (10)Employed By (27 Jan 2022 to 23 Mar 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Aug 2021)
    • CF30 Customer (25 Apr 2017 to 13 Aug 2021)
  • A.S.K. Wealth Management LLP (no longer approved here)

    FRN 740986

    • Employed By (5 Sep 2018 to 13 Aug 2021)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (10 Jan 2017 to 1 Apr 2017)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (7 Nov 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.