Andrew Everard Martin Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GUINNESS ASSET MANAGEMENT LIMITED

    FRN 223077

    • CF1 Director (AR) (since 31 Oct 2023)
    • CF30 Customer (since 31 Oct 2023)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (23 Aug 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (8 Dec 2006 to 31 Oct 2007)
  • Guinness Ventures Limited

    FRN 1002971

    • (13)Employed By (since 31 Oct 2023)
  • Church House Investments Limited

    FRN 190548

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (7 Dec 2009 to 8 Dec 2019)
  • Guinness Capital Management Limited

    FRN 514988

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF1 Director (1 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2010 to 8 Dec 2019)
  • BERKSHIRE GLOBAL ADVISORS LTD (no longer approved here)

    FRN 188637

    • CF30 Customer (1 Nov 2007 to 18 Apr 2012)
    • CF1 Director (1 Dec 2001 to 18 Apr 2012)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Feb 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Parmenion Capital Partners LLP (no longer approved here)

    FRN 462085

    • CF4 Partner (17 Apr 2007 to 11 Jan 2016)

Recent activity

Updates to this individual's record on the FCA register.

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