Andrew Evans

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HG IFA Limited

    FRN 1014374

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2024)
    • SMF3 Executive Director (since 1 Nov 2024)
    • [FCA CF] Client dealing (since 1 Nov 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2024)
    • SMF16 Compliance Oversight (since 1 Nov 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Oct 2024)
    • CF1 Director (AR) (29 Mar 2016 to 28 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 28 Oct 2024)
    • CF21 Investment Adviser (12 Sep 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Apr 2002 to 12 Sep 2002)
  • Hartington Financial Consultancy Limited (no longer approved here)

    FRN 416298

    • (2)Employed By (8 Dec 2004 to 28 Oct 2024)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (8 Apr 2002 to 12 Sep 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (8 Apr 2002 to 12 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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