Andrew Erik Parkin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Face To Face Financial Solutions Limited

    FRN 627664

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 5 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 5 Feb 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Mar 2021)
    • CF10 Compliance Oversight (3 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (8 Dec 2014 to 8 Dec 2019)
    • CF1 Director (8 Dec 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 Dec 2014 to 30 Sep 2018)
  • Face to Face Financial Solutions Limited (no longer approved here)

    FRN 225181

    • (9)Employed By (27 May 2003 to 5 Dec 2014)
  • Premier Financial Ltd (no longer approved here)

    FRN 206514

    • (3)Employed By (30 Apr 2002 to 27 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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