Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (5 Sep 2023 to 7 Feb 2024)
- [FCA CF] Functions requiring qualifications (5 Sep 2023 to 7 Feb 2024)
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- Appointed representative dealing with clients for which they require qualification (28 Apr 2022 to 25 Aug 2023)
- CF30 Customer (27 Apr 2022 to 25 Aug 2023)
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- (13)Employed By (27 Apr 2022 to 25 Aug 2023)
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- Appointed representative dealing with clients for which they require qualification (22 Jun 2021 to 14 Jan 2022)
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- Employed By (5 May 2021 to 14 Jan 2022)
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- CF30 Customer (5 May 2021 to 14 Jan 2022)
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- [FCA CF] Functions requiring qualifications (7 Oct 2020 to 16 Oct 2020)
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- CF1 Director (AR) (30 Sep 2016 to 26 Jan 2017)
- CF30 Customer (30 Sep 2016 to 26 Jan 2017)
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- Employed By (30 Sep 2016 to 26 Jan 2017)
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- CF30 Customer (1 Nov 2007 to 1 Aug 2008)
- CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Apr 2007 to 25 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.