Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (17 Mar 2021 to 7 Jul 2021)
- SMF9 Chair of the Governing Body (20 Feb 2020 to 8 Jun 2021)
- SMF27 Partner (9 Dec 2019 to 14 Jun 2021)
- CF3 Chief Executive (30 Jun 2017 to 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (27 May 2004 to 8 Dec 2019)
- CF27 Investment Management (27 May 2004 to 31 Oct 2007)
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- CF1 Director (1 Dec 2001 to 22 Mar 2002)
- CF27 Investment Management (1 Dec 2001 to 22 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.