Andrew Edward Waldren

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Foundation Investment Management Limited (no longer approved here)

    FRN 612117

    • CF1 Director (AR) (12 Aug 2021 to 3 Oct 2024)
  • Connectus Wealth Management Limited (no longer approved here)

    FRN 940624

    • Employed By (12 Aug 2021 to 3 Oct 2024)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • CF1 Director (10 Oct 2014 to 13 Jan 2017)
    • CF29 Significant management (20 May 2014 to 10 Oct 2014)
    • CF28 Systems and controls (15 May 2014 to 10 Oct 2014)
  • J. STERN & CO LLP (no longer approved here)

    FRN 588344

    • CF10 Compliance Oversight (4 Mar 2013 to 10 Jan 2014)
    • CF11 Money Laundering Reporting (4 Mar 2013 to 10 Jan 2014)
  • Star Fund Managers LLP (no longer approved here)

    FRN 491003

    • CF11 Money Laundering Reporting (19 Nov 2012 to 10 Jan 2014)
    • CF4 Partner (19 Nov 2012 to 4 Jun 2013)
    • CF10 Compliance Oversight (19 Nov 2012 to 10 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.