Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RICHMOND HOUSE INSURANCE BROKERS LIMITED (no longer approved here)

    FRN 301691

    • SMF3 Executive Director (9 Dec 2019 to 25 Oct 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Oct 2023)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • IWP Investment Management Limited (no longer approved here)

    FRN 114563

    • CF1 Director (11 Dec 2003 to 16 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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