Andrew Duncan Mays

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 9 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 16 Oct 2024)
    • [FCA CF] Client dealing (since 16 Oct 2024)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • CF30 Customer (4 Nov 2014 to 7 Sep 2017)
  • Ruffer AIFM Limited (no longer approved here)

    FRN 613490

    • CF30 Customer (4 Nov 2014 to 7 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.