Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 31 Mar 2025)
    • SMF12 Chair of the Remuneration Committee (since 9 Feb 2024)
    • Director of firm who is not a certification employee or a SMF manager (25 Apr 2022 to 9 Feb 2024)
    • SMF9 Chair of the Governing Body (since 1 Jan 2024)
    • Director of firm who is not a certification employee or a SMF manager (25 Apr 2022 to 1 Jan 2024)
  • Exeter Friendly Society Limited (no longer approved here)

    FRN 205309

    • SMF3 Executive Director (10 Dec 2018 to 8 Jun 2021)
    • SMF1 Chief Executive (10 Dec 2018 to 8 Jun 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Jun 2021)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • Responsible for Insurance Mediation (18 Sep 2009 to 30 Sep 2018)
    • CF1 Director (31 Mar 2008 to 9 Dec 2018)
    • CF3 Chief Executive (31 Mar 2008 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (31 Mar 2008 to 6 Mar 2016)
    • CF2 Non Executive Director (1 Dec 2001 to 15 Nov 2007)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF16 Significant Mgt (Desgntd Investment Business) (27 Feb 2003 to 23 Sep 2005)
    • CF17 Significant Mgt (Other Business Operations) (23 Sep 2002 to 27 Feb 2003)
    • CF1 Director (1 Dec 2001 to 1 Jul 2002)
    • CF3 Chief Executive (1 Dec 2001 to 31 May 2002)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 23 Sep 2005)
  • Liverpool Victoria Insurance Company Limited (no longer approved here)

    FRN 202965

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 23 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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