Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 3 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2024)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Client dealing (27 Apr 2023 to 12 Mar 2024)
    • [FCA CF] Functions requiring qualifications (27 Apr 2023 to 12 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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