Andrew Dawson

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coast to Coast Financial Planning Services Limited

    FRN 949808

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2021)
    • Responsibility for MCD Intermediation (since 1 Oct 2021)
    • Responsible for Insurance Distribution (since 1 Oct 2021)
    • SMF16 Compliance Oversight (since 1 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2021)
    • SMF3 Executive Director (since 1 Oct 2021)
    • [FCA CF] Client dealing (since 1 Oct 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (9 Oct 2014 to 30 Sep 2021)
    • CF1 Director (AR) (9 Oct 2014 to 30 Sep 2021)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (28 Apr 2015 to 21 Jul 2015)
  • Coast to Coast Financial Planning Services Ltd (no longer approved here)

    FRN 178547

    • Employed By (9 Oct 2014 to 30 Sep 2021)
  • Bradleys Financial Management Limited (no longer approved here)

    FRN 182694

    • Employed By (16 May 2001 to 30 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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