Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (since 27 Nov 2024)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Dec 2025)
- [FCA CF] Significant management (9 Dec 2019 to 4 Dec 2025)
- CF1 Director (4 May 2018 to 8 Dec 2019)
- CF30 Customer (23 Aug 2011 to 8 Dec 2019)
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- SMF27 Partner (20 Jan 2020 to 11 Mar 2024)
- [FCA CF] Significant management (9 Dec 2019 to 3 Apr 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 3 Apr 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Apr 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 3 Apr 2024)
- CF30 Customer (24 Oct 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 26 Mar 2009)
- CF21 Investment Adviser (8 Apr 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.