Andrew David Vowles

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lighthouse Independent Financial Solutions Limited

    FRN 629072

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Mar 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Apr 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Jan 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Mar 2025)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 17 Mar 2025)
    • CF30 Customer (21 Nov 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Nov 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (21 Nov 2014 to 30 Sep 2018)
    • CF10 Compliance Oversight (21 Nov 2014 to 8 Dec 2019)
    • CF1 Director (21 Nov 2014 to 8 Dec 2019)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (4 Jul 2013 to 27 Nov 2014)
    • CF21 Investment Adviser (25 Nov 2005 to 31 Oct 2007)
    • CF1 Director (AR) (19 Aug 2004 to 27 Nov 2014)
    • CF22 Investment Adviser (Trainee) (19 Aug 2004 to 25 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.