Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF3 Chief Executive (AR) (since 5 Dec 2024)
    • CF30 Customer (since 5 Dec 2024)
    • CF1 Director (AR) (since 5 Dec 2024)
    • (4)Employed By (since 5 Dec 2024)
  • Principal Global Investors (Europe) Limited (no longer approved here)

    FRN 191120

    • SMF9 Chair of the Governing Body (31 Mar 2020 to 30 Jun 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2024)
    • CF1 Director (3 Oct 2019 to 8 Dec 2019)
  • Principal Real Estate Limited (no longer approved here)

    FRN 564971

    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jun 2024)
    • CF30 Customer (17 Nov 2011 to 8 Dec 2019)
    • CF1 Director (17 Nov 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Nov 2011 to 6 Jun 2017)
    • Responsible for Insurance Mediation (17 Nov 2011 to 30 Sep 2018)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • CF1 Director (15 Sep 2006 to 10 Apr 2007)
    • Responsible for Insurance Mediation (11 Feb 2005 to 10 Apr 2007)
    • CF27 Investment Management (11 Feb 2005 to 10 Apr 2007)
    • CF17 Significant Mgt (Other Business Operations) (11 Feb 2005 to 10 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.