Andrew David Sowter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • SMF7 Group Entity Senior Manager (since 23 Jan 2024)
    • SMF16 Compliance Oversight (4 May 2020 to 23 Jan 2024)
  • HSBC UK Bank Plc

    FRN 765112

    • SMF7 Group Entity Senior Manager (since 12 Jul 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2018 to 31 Mar 2020)
    • CF10 Compliance Oversight (30 Jul 2004 to 14 Apr 2005)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF10 Compliance Oversight (25 Oct 2007 to 31 Oct 2008)
    • CF1 Director (10 Aug 2004 to 29 Apr 2005)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF10 Compliance Oversight (1 Dec 2001 to 8 Apr 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 11 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.