Andrew David Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (20 Nov 2018 to 6 Aug 2019)
    • CF30 Customer (1 Nov 2007 to 20 Mar 2014)
    • CF22 Investment Adviser (Trainee) (1 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (19 Jun 2006 to 28 Feb 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (20 Nov 2018 to 6 Aug 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.