Andrew David Oliver

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thornton & Baines Independent Financial Advisers Limited

    FRN 462513

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2024)
    • [FCA CF] Client dealing (since 2 Dec 2024)
    • CF30 Customer (17 Jul 2013 to 1 Aug 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (15 Mar 2010 to 30 Jul 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (7 May 2008 to 14 Mar 2010)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF22 Investment Adviser (Trainee) (27 Sep 2006 to 24 May 2007)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (27 Sep 2006 to 24 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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