Andrew David Morgan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hexagon Wealth Limited

    FRN 483403

    • Responsible for Insurance Distribution (since 21 Mar 2025)
    • SMF16 Compliance Oversight (since 23 Jul 2021)
    • SMF3 Executive Director (since 23 Jul 2021)
    • Responsibility for MCD Intermediation (since 23 Jul 2021)
  • Voyager Asset Management Ltd

    FRN 917243

    • 13. Giving personal recommendations on and dealing with derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Significant management (since 2 Mar 2020)
    • SMF16 Compliance Oversight (since 2 Mar 2020)
    • SMF3 Executive Director (since 2 Mar 2020)
    • [FCA CF] Client dealing (since 2 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2020)
    • [FCA CF] Material risk taker (since 2 Mar 2020)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF30 Customer (12 Nov 2013 to 8 Dec 2019)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF30 Customer (1 Dec 2009 to 8 Apr 2014)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF30 Customer (9 Jul 2009 to 29 Jun 2011)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • CF30 Customer (9 Jul 2009 to 8 Apr 2014)
  • Mitsubishi UFJ Asset Management (UK) Ltd. (no longer approved here)

    FRN 121816

    • CF27 Investment Management (4 Feb 2003 to 18 Sep 2007)

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Updates to this individual's record on the FCA register.

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