Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 5 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 11 Jul 2022)
    • Appointed representative dealing with clients for which they require qualification (since 11 Jul 2022)
    • CF30 Customer (12 Oct 2022 to 24 Dec 2025)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (24 Apr 2025 to 8 Oct 2025)
    • [FCA CF] Functions requiring qualifications (24 Apr 2025 to 8 Oct 2025)
  • AireValley IFA Ltd (no longer approved here)

    FRN 926692

    • (3)Employed By (12 Oct 2022 to 24 Dec 2025)
  • Prosperis Limited (no longer approved here)

    FRN 223586

    • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 31 Jul 2022)
    • [FCA CF] Client dealing (1 Dec 2021 to 31 Jul 2022)
  • Budge and Company Limited (no longer approved here)

    FRN 133515

    • CF30 Customer (1 Nov 2007 to 17 Nov 2011)
    • CF22 Investment Adviser (Trainee) (13 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AireValley IFA Ltd

  2. controlled function added: (3)Employed By at AireValley IFA Ltd