Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
FINANCIAL AFFAIRS WEALTH SOLUTIONS LIMITED
FRN 606614
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 5 Jan 2026)
- [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
-
SOVEREIGN MONEY MATTERS LIMITED
FRN 599883
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 11 Jul 2022)
- Appointed representative dealing with clients for which they require qualification (since 11 Jul 2022)
- CF30 Customer (12 Oct 2022 to 24 Dec 2025)
-
- [FCA CF] Client dealing (24 Apr 2025 to 8 Oct 2025)
- [FCA CF] Functions requiring qualifications (24 Apr 2025 to 8 Oct 2025)
-
- (3)Employed By (12 Oct 2022 to 24 Dec 2025)
-
- [FCA CF] Functions requiring qualifications (1 Dec 2021 to 31 Jul 2022)
- [FCA CF] Client dealing (1 Dec 2021 to 31 Jul 2022)
-
- CF30 Customer (1 Nov 2007 to 17 Nov 2011)
- CF22 Investment Adviser (Trainee) (13 Oct 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at AireValley IFA Ltd
-
controlled function added: (3)Employed By at AireValley IFA Ltd