Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 26 Sep 2023)
- [FCA CF] Client dealing (since 26 Jun 2023)
- CF30 Customer (20 Aug 2013 to 17 Oct 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.