Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2025)
    • [FCA CF] Client dealing (since 10 Mar 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 Jun 2023)
    • [FCA CF] Client dealing (since 12 Jun 2023)
  • FS247 LIMITED (no longer approved here)

    FRN 481803

    • [FCA CF] Functions requiring qualifications (3 May 2022 to 31 May 2023)
    • [FCA CF] Client dealing (3 May 2022 to 31 May 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (4 Jun 2019 to 15 Aug 2019)
  • Ablestoke Financial Advisers Ltd (no longer approved here)

    FRN 837223

    • Employed By (4 Jun 2019 to 15 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.