Andrew David Elson

• Berry & Oak Limited

  FRN 787328

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 9A. Advising on P2P agreements
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Manager of certification employee (since 25 Feb 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 2 Jan 2018)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
  • CF11 Money Laundering Reporting (2 Jan 2018 to 8 Dec 2019)
  • CF1 Director (2 Jan 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Jan 2018 to 8 Dec 2019)
  • CF30 Customer (2 Jan 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Jan 2018 to 30 Sep 2018)
• Honister Partners Ltd (no longer approved here)

  FRN 502699

  • Employed By (23 Jun 2009 to 2 Jul 2012)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2004)

No changes recorded yet.