Andrew Daniel Rowan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Prism Financial Products LLP
FRN 607481
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (since 24 Jan 2014)
- CF4 Partner (11 Oct 2017 to 1 Jan 2019)
Prism Financial Products LP
FRN 782608
- (3)Employed By (since 29 Jun 2017)
Forte Securities Limited (no longer approved here)
FRN 478424
- CF4 Partner (AR) (1 Nov 2013 to 23 Jan 2014)
- CF30 Customer (1 Nov 2013 to 8 May 2015)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (8 Mar 2013 to 25 Jun 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.