Andrew Cresswell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE INVESTMENT MANAGEMENT LIMITED

    FRN 155241

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Jan 2015 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 14 Jan 2008)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Apr 2003 to 13 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.