Andrew Cox

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 19 Oct 2022)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF14 Risk Assessment (24 Nov 2003 to 31 Oct 2007)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 19 Oct 2022)
    • SMF4 Chief Risk (7 Mar 2016 to 21 Apr 2022)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF14 Risk Assessment (24 Nov 2003 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • SMF3 Executive Director (9 Dec 2019 to 15 Jul 2022)
    • CF1 Director (11 Jun 2008 to 8 Dec 2019)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • SMF4 Chief Risk (7 Mar 2016 to 26 Aug 2020)
    • CF28 Systems and controls (4 Mar 2016 to 6 Mar 2016)
    • CF14 Risk Assessment (1 Dec 2001 to 24 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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