Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 21 Jan 2021)
- [FCA CF] Functions requiring qualifications (since 21 Jan 2021)
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- CF30 Customer (2 Jul 2015 to 18 Dec 2020)
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- Employed By (2 Jul 2015 to 18 Dec 2020)
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- Employed By (20 Feb 2014 to 1 May 2015)
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- CF30 Customer (2 Aug 2011 to 1 May 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.