Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 21 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 21 Jan 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (2 Jul 2015 to 18 Dec 2020)
  • Uniec Prestige Ltd (no longer approved here)

    FRN 544324

    • Employed By (2 Jul 2015 to 18 Dec 2020)
  • Outspire Financial Limited (no longer approved here)

    FRN 590273

    • Employed By (20 Feb 2014 to 1 May 2015)
  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • CF30 Customer (2 Aug 2011 to 1 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.