Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (31 Jan 2018 to 25 Jan 2019)
- [FCA CF] Manager of certification employee (31 Jan 2018 to 25 Jan 2019)
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- [FCA CF] Material risk taker (31 Jan 2018 to 25 Jan 2019)
- [FCA CF] Manager of certification employee (31 Jan 2018 to 25 Jan 2019)
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- CF10a CASS Oversight function (2 Apr 2012 to 22 Nov 2018)
- CF1 Director (14 Dec 2004 to 31 Dec 2018)
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- CF29 Significant management (1 Nov 2007 to 23 Oct 2014)
- CF20 Significant Mgt (Settlements) (14 Dec 2004 to 31 Oct 2007)
- CF1 Director (14 Dec 2004 to 31 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.