Andrew Chu

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Manager of certification employee (since 3 Mar 2017)
    • [FCA CF] Client dealing (since 12 Jul 2016)
    • CF30 Customer (1 Nov 2007 to 30 Jun 2015)
    • CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (5 Oct 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.