Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equitile Investments Ltd (no longer approved here)

    FRN 695481

    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Feb 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 29 Feb 2024)
    • SMF3 Executive Director (9 Dec 2019 to 29 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Feb 2024)
    • CF1 Director (19 Oct 2015 to 8 Dec 2019)
    • CF3 Chief Executive (19 Oct 2015 to 8 Dec 2019)
    • CF30 Customer (19 Oct 2015 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.