Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF16 Compliance Oversight (since 10 Aug 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Nov 2016)
    • SMF1 Chief Executive (since 7 Mar 2016)
    • Responsible for Insurance Mediation (17 Jul 2017 to 30 Sep 2018)
    • SMF4 Chief Risk (7 Mar 2016 to 5 May 2017)
    • CF1 Director (30 Mar 2015 to 6 Mar 2016)
    • CF3 Chief Executive (1 Dec 2014 to 6 Mar 2016)
    • CF28 Systems and controls (7 Jan 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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