Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 22 Aug 2025)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 31 Mar 2014)
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Peninsula Financial Planning (Wirral) Ltd
FRN 1039731
- (2)Employed By (since 22 Aug 2025)
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- (36)Employed By (20 Aug 2020 to 3 Nov 2025)
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- Employed By (31 Mar 2014 to 7 Sep 2020)
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- CF30 Customer (2 Mar 2011 to 10 Feb 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.