Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Managing a material risk taker (since 14 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 2 Apr 2025)
- [FCA CF] Significant management (since 2 Apr 2025)
- [FCA CF] Manager of certification employee (since 25 Mar 2025)
- SMF18 Other Overall Responsibility (7 Oct 2021 to 31 Dec 2024)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 7 Oct 2021)
- [FCA CF] Manager of certification employee (10 Aug 2021 to 7 Oct 2021)
- [FCA CF] Significant management (19 Aug 2020 to 7 Oct 2021)
- [PRA CF] Significant risk taker or Material risk taker (15 May 2020 to 7 Oct 2021)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Managing a material risk taker (since 14 Apr 2025)
- [FCA CF] Manager of certification employee (since 25 Mar 2025)
- [PRA CF] Significant risk taker or Material risk taker (2 Apr 2025 to 4 Mar 2026)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 7 Oct 2021)
- [FCA CF] Manager of certification employee (10 Aug 2021 to 7 Oct 2021)
- [FCA CF] Significant management (19 Aug 2020 to 7 Oct 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.