Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Numis Securities Limited
FRN 144822
- SMF4 Chief Risk (since 29 Apr 2022)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 29 Apr 2022)
- CF10a CASS Oversight function (11 Jul 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.