Andrew Charles Jones

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Redmayne-Bentley LLP

    FRN 499510

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Feb 2011 to 8 Dec 2019)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF11 Money Laundering Reporting (25 Nov 2008 to 20 Jul 2009)
    • CF10 Compliance Oversight (25 Nov 2008 to 20 Jul 2009)
    • CF30 Customer (1 Nov 2007 to 14 Jan 2011)
    • CF21 Investment Adviser (21 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.