Andrew Charles Hill

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ANDREW HILL LIMITED

    FRN 473863

    • (5)11. Pension transfer specialist
    • (7)4. Giving personal recommendations on retail investment products which are not broker funds
    • (6)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (9)SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • (10)SMF16 Compliance Oversight (since 9 Dec 2019)
    • (11)SMF3 Executive Director (since 9 Dec 2019)
    • (12)[FCA CF] Client dealing (since 9 Dec 2019)
    • (13)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (8)Responsible for Insurance Distribution (since 1 Oct 2018)
    • (10)CF10 Compliance Oversight (2 Jan 2008 to 8 Dec 2019)
    • (5)Responsible for Insurance Mediation (2 Jan 2008 to 30 Sep 2018)
    • (9)CF11 Money Laundering Reporting (2 Jan 2008 to 8 Dec 2019)
    • (6)CF30 Customer (2 Jan 2008 to 8 Dec 2019)
    • (11)CF8 Apportionment and Oversight (2 Jan 2008 to 15 Jan 2008)
    • (12)CF1 Director (2 Jan 2008 to 8 Dec 2019)
    • (7)CF24 Pension Transfer Specialist (16 Oct 2007 to 31 Oct 2007)
    • (8)CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 7 Nov 2002)
  • Andrew Hill Financial Services (no longer approved here)

    FRN 163180

    • (1)Employed By (1 Dec 2001 to 7 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (6)CF30 Customer at ANDREW HILL LIMITED

  2. controlled function added: (7)CF24 Pension Transfer Specialist at ANDREW HILL LIMITED

  3. controlled function added: (8)CF21 Investment Adviser at ANDREW HILL LIMITED

  4. controlled function added: (9)CF11 Money Laundering Reporting at ANDREW HILL LIMITED

  5. controlled function added: (10)CF10 Compliance Oversight at ANDREW HILL LIMITED

  6. controlled function added: (11)CF8 Apportionment and Oversight at ANDREW HILL LIMITED

  7. controlled function added: (12)CF1 Director at ANDREW HILL LIMITED

  8. controlled function added: (5)11. Pension transfer specialist at ANDREW HILL LIMITED

  9. controlled function added: (6)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at ANDREW HILL LIMITED

  10. controlled function added: (7)4. Giving personal recommendations on retail investment products which are not broker funds at ANDREW HILL LIMITED

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