Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF1 Director (9 May 2008 to 15 Nov 2016)
    • CF10 Compliance Oversight (14 Dec 2007 to 15 Nov 2016)
    • CF11 Money Laundering Reporting (25 Jul 2003 to 15 Nov 2016)
    • CF26 Customer Trading (1 Dec 2001 to 11 Apr 2002)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF1 Director (9 May 2008 to 15 Nov 2016)
    • CF11 Money Laundering Reporting (25 Jul 2003 to 15 Nov 2016)
    • CF15 Internal Audit (1 Dec 2001 to 28 Jul 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.