Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (9 May 2008 to 15 Nov 2016)
- CF10 Compliance Oversight (14 Dec 2007 to 15 Nov 2016)
- CF11 Money Laundering Reporting (25 Jul 2003 to 15 Nov 2016)
- CF26 Customer Trading (1 Dec 2001 to 11 Apr 2002)
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- CF1 Director (9 May 2008 to 15 Nov 2016)
- CF11 Money Laundering Reporting (25 Jul 2003 to 15 Nov 2016)
- CF15 Internal Audit (1 Dec 2001 to 28 Jul 2003)
- CF10 Compliance Oversight (1 Dec 2001 to 1 Nov 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.