Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 10 Mar 2023)
- [FCA CF] Functions requiring qualifications (since 10 Mar 2023)
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- [FCA CF] Functions requiring qualifications (27 Sep 2021 to 10 Mar 2023)
- [FCA CF] Client dealing (27 Sep 2021 to 10 Mar 2023)
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- CF30 Customer (14 May 2012 to 5 Jul 2013)
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- (9)Employed By (14 May 2012 to 5 Jul 2013)
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- CF30 Customer (1 Nov 2007 to 7 Mar 2012)
- CF21 Investment Adviser (9 Sep 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.