Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 10 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2023)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (27 Sep 2021 to 10 Mar 2023)
    • [FCA CF] Client dealing (27 Sep 2021 to 10 Mar 2023)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (14 May 2012 to 5 Jul 2013)
  • Station Financial Services Ltd (no longer approved here)

    FRN 230546

    • (9)Employed By (14 May 2012 to 5 Jul 2013)
  • Kellands (Bristol) Limited (no longer approved here)

    FRN 196145

    • CF30 Customer (1 Nov 2007 to 7 Mar 2012)
    • CF21 Investment Adviser (9 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.